AML Conversations: The Ramifications of the January 6th 2021 Attacks
Former FBI TFOS Director Dennis Lormel discusses the ramifications of the January 6th 2021 attacks on the US Capital on society and the AML community. Dennis covers the financial warning signs to the radicalization that leads to domestic terrorism.
AML Voices: Does Law Enforcement Understand the Transactions?
Our expert panel discusses the gap in the knowledge of law enforcement investigators about how financial transactions and financial services companies work. They look at ways that financial services providers can work with law enforcement, understand what they are seeing, and what information is available to assist and improve their investigations.
AML Voices: Investigations – Communication is Key
Our expert panel discusses how improving communication within financial service companies, within law enforcement agencies and between the two groups is critical to maximizing investigations.
AML Voices: Biggest Challenges to Effective Investigations
Our expert panel discusses the things that make it difficult for law enforcement to conduct effective investigations and how the interactions with financial service providers can make a difference.
AML Conversations: A Discussion with Kit Conklin
Kit Conklin, Director, Global Client Engagement at kharon.com discusses the importance of understanding and complying with the export control laws, the risks to national security and the need for collaboration with those charged with AML and Sanctions laws.
AML Conversations: A Discussion with Jim Lee, the Chief of the Internal Revenue Service Criminal Investigation Division
In this installment of AML Conversations, John Byrne speaks with Jim Lee, Chief of the Internal Revenue Service Criminal Investigation Division, about IRS CI. During their conversation they discuss the recent IRS CI Annual Report, the importance of public private partnerships, and the value of CTR data to successful investigations. They also review recent investigations into COVID-19 related fraud, money laundering enforcement, and tax compliance enforcement cases.
AML Voices: What Do Internal Auditors Need to Know?
Our expert panel discusses what knowledge internal auditors need to be effective in reviewing a financial crimes compliance program. They look at both the required expertise about rules and regulations, and the understanding required about the program itself.
AML Voices: Internal Audits - Workpapers; Interaction with Examiners
Our panel of experts discuss the purpose and value of internal audit work papers and how they are used both internally and by regulatory examiners.
AML Voices: Planning for an Internal Audit
Our panel of experts discuss the key elements in planning a financial crime compliance audit, including the effective interaction needed between compliance management and the internal staff.
