Offshoring: Legal, Risk Management, and Regulatory Considerations
In this installment of AML Voices, our expert panel discusses the key legal and regulatory considerations in deciding to add an offshore component to your financial crimes compliance program. They also examine some of the operating risks to look at in determining if offshoring fits in your company's risk appetite.
Cannabis: Effective Program Controls
Providing services to cannabis related businesses requires a strong compliance program. A key component of such a program is strong operating controls. Our panel of experts identify controls that are effective.
FinTechs: Reducing Friction in Customer Onboarding
In this edition of AML Voices, Elliot Berman, Creative Director at AML RightSource, Amelia Childress, Head of Compliance, Cash App at Square, Melissa Strait, Chief Compliance Officer at Coinbase and Chuck Taylor, EVP and Head of Financial Crimes Advisory at AML RightSource, discuss how to control the elements of the onboarding process in the quest for a frictionless experience.
FinTechs: Working with Bank Partners
In this edition of AML Voices, Elliot Berman, Creative Director at AML RightSource, Amelia Childress, Head of Compliance, Cash App at Square, Melissa Strait, Chief Compliance Officer at Coinbase and Chuck Taylor, EVP and Head of Financial Crimes Advisory at AML RightSource, discuss how to establish and maintain an effective relationship with a bank partner.
FinTechs: Assessing Risk; Creating Effective Controls
In this edition of AML Voices, Elliot Berman, Creative Director at AML RightSource, Amelia Childress, Head of Compliance, Cash App at Square, Melissa Strait, Chief Compliance Officer at Coinbase and Chuck Taylor, EVP and Head of Financial Crimes Advisory at AML RightSource, discuss how continually improving the risk assessment process leads to implementation of an effective control environment.
FinTechs: Explaining the Why of Compliance to Customers
In this edition of AML Voices, Elliot Berman, Creative Director at AML RightSource, Amelia Childress, Head of Compliance, Cash App at Square, Melissa Strait, Chief Compliance Officer at Coinbase and Chuck Taylor, EVP and Head of Financial Crimes Advisory at AML RightSource, discuss how to explain regulatory requirements and expectations to clients, to help smooth out their experience.
FinTechs: Meeting Customer Expectations
In this edition of AML Voices, Elliot Berman, Creative Director at AML RightSource, Amelia Childress, Head of Compliance, Cash App at Square, Melissa Strait, Chief Compliance Officer at Coinbase and Chuck Taylor, EVP and Head of Financial Crimes Advisory at AML RightSource, discuss the challenges of meeting client expectations for an easy onboarding and user experience and still meet the compliance standards set out in applicable regulations.
AMLA: Antiquities vs. Art
In this installment of AML Voices, John Byrne, AML RightSource Executive Vice President, talks with Terry Pesce, President and CEO of Terry Pesce & Co LLC, and Maria Filipakis, and David Brown Managing Partners at the Topside Group; all serve as Senior Advisors at AML RightSource, about the provisions of the Anti-Money Laundering Act of 2020. They discuss the provisions relating to the sale of antiquities and the sales of art and these two areas are treated differently under the Act.
Virtual Currency: Moving From the Bleeding Edge to Everyday
In this installment of AML Voices, John Byrne, AML RightSource Executive Vice President, talks with Terry Pesce, President and CEO of Terry Pesce & Co LLC, and Maria Filipakis, and David Brown Managing Partners at the Topside Group; all serve as Senior Advisors at AML RightSource, about growth in the adoption of virtual currency in the general economy. They discuss the various ways that mainstream commerce and investment markets are viewing these evolving products.
